Procedure for acquiring the authorised adviser status

Company that meets all conditions from Article 3 Rulebook on acquiring the status of authorised adviser for the Progress market, shall enclose at least the following with the application:

  1. Application for acquiring the Authorised Advisor status
  2. Incorporation deed of the applicant;
  3. Excerpt from an appropriate register not older than 30 (thirty) days;
  4. Financial statements of the applicant for the last financial year;
  5. Written declaration of the applicant on the employment or other legal relationship with persons from Article 3 Paragraph 2 Item 3 of the Rules on Acquiring the Status of Authorised Advisor for the Progress Market and their professional CV's;
  6. Written declaration of the applicant on the appointment of contact person for contact with Zagreb Stock Exchange, Inc. with all contact details;
  7. Written declaration of the applicant confirming that authorised persons of the applicant and the persons stated in Article 3 Paragraph 2 Item 3 of the Rules on Acquiring the Status of Authorised Advisor for the Progress Market have not been convicted of criminal offences described in Article 3 Paragraph 4 Item 2 of the Rules on Acquiring the Status of Authorised Advisor for the Progress Market and confirming that there are no other circumstances from Article 3 Paragraph 4 of the Rules on Acquiring the Status of Authorised Advisor for the Progress Market;
  8. Written declaration confirming that the applicant pays its debts when due and that, as at the date of the application and within 12 (twelve) months prior to that date, no enforcement proceedings have been instituted against the applicant;
  9. Written declaration of the applicant in Article 5. Paraghraph 4. Item 1-4 of the Rulebook on Acquiring the Status of an Authorised Advisor on the Progress Market
  10. Evidence of payment of the application processing fee.

Applications shall be sent to the following address:

Zagrebačka burza d.d.

Ivana Lučića 2a/22

10000 Zagreb

with note: Application for acquiring the authorised advisor status

For further questions please contact us at progress@zse.hr.