Role of Advisers

An adviser is a company which has been granted adviser status by the Exchange, in accordance with the Rulebook on the grant of status of Progress Market adviser and which has been entered in the Register of Advisers.

Each issuer submitting an application for admission of financial instruments to trading on the Progress Market shall have an adviser appointed for not less than 2 (two) years from the date of admission of its financial instruments to trading on the Progress Market.

By the Rulebook on the grant of status of Progress Market adviser, the Exchange shall regulate:

  • the requirements to be met by a company seeking to be granted adviser status;
  • the procedure for the grant and revocation of adviser status, registration and deletion of advisers in the Register of advisers;
  • rights and obligations of advisers;
  • rules of cooperation with the Exchange;
  • other issues relevant for regulating the role of adviser and functioning of the Progress Market.

Rules for Progress market advisers

 Rules and regulations applicable for Progress market in CroatiaRules and regulations applicable for Progress market in SloveniaIssuing dateCommencemenet date
NEW

Rulebook on the grant of status of Progress Market adviser

 08.07.2019.16.07.2019.
 Rulebook on acquiring the status of authorised advisor for the Progress market 06.03.2018.14.03.2018.
 Amendments to the Rulebook on acquiring the status of authorised advisor for the Progress market 06.03.2018.14.03.2018.
 Rulebook on acquiring the status of authorised advisor for the Progress market 24.10.2017.02.11.2017.
  Regulations on obtaining the Status of the Advisor on the PROGRESS Segment16.09.2019.01.10.2019.
  Regulations on obtaining the Status of the Advisor on the PROGRESS Segment19.06.2018.20.06.2018.